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Registered advisor

V••••••• A• C••

M••••• S••••••wirehouseGrand Junction, Co dual registrantIAPD 3236462

Feed of 09/15/2026

Also filed as V••••••• A• C••

At current firm

3 y

since Sep 1, 2023

In the industry

26 y

since Dec 23, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Sep 1, 2023 · Colorado Springs, Co
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Sep 11, 2023 · Grand Junction, Co
W•••• F•••• I••••••••• L•• unclassified
Aug 16, 2005 to Jan 3, 2011 · Grand Junction, Co
C••••• I••••••••• S••••••• L•• former
Apr 7, 2003 to Jul 26, 2005 · Grand Junction, Co

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to M••••• S••••••
left Sep 11, 2023, registered Sep 1, 2023 (-10 days) · Wirehouse to wirehouse
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
C••••• I••••••••• S••••••• L•• to W•••• F•••• I••••••••• L••
left Jul 26, 2005, registered Aug 16, 2005 (21 days) · Other

Signals

V••••••• A• C•• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2023-09-01)
Sep 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address