RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• M•••••• P••••••••
- F•••• T•••• A••••••• L• asset manager currentsince Apr 2, 2019 · Neponsit, Ny
- P••••••• A••••••• L•• asset managerNov 13, 2014 to Feb 7, 2019 · Bethesda, Md
- S•••••• M•••• M••••••••• L•• independent RIAJul 29, 2013 to Jan 15, 2015 · Watkinsville, Ga
- N•••••••• B••••• B• L•• no RAUMMay 31, 2011 to Feb 13, 2013 · New York, Ny
- P••••••• A••••••• L•• to F•••• T•••• A••••••• L•left Feb 7, 2019, registered Apr 2, 2019 (54 days) · Other
- S•••••• M•••• M••••••••• L•• to P••••••• A••••••• L••left Jan 15, 2015, registered Nov 13, 2014 (-63 days) · Other
- N•••••••• B••••• B• L•• to S•••••• M•••• M••••••••• L••left Feb 13, 2013, registered Jul 29, 2013 (166 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address