RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• A••••• R••••
- M•• W••••• M••••••••• S•••••••• L•• independent RIA currentsince Sep 30, 2022 · West Palm Beach, Fl
- K••••• P•••••• W••••• S•••••••• L•• BD affiliatedAug 9, 2012 to Jul 9, 2013 · Delray Beach, Fl
- J••• M••••• S••••••••• I••• unclassifiedSep 27, 2006 to Feb 26, 2007 · Boca Raton, Fl
- B••• O•• S••••••••• C••••••••• unclassifiedOct 6, 1999 to Sep 27, 2006 · Boca Raton, Fl
- K••••• P•••••• W••••• S•••••••• L•• to M•• W••••• M••••••••• S•••••••• L••left Jul 9, 2013, registered Sep 30, 2022 (3370 days) · Other
- J••• M••••• S••••••••• I••• to K••••• P•••••• W••••• S•••••••• L••left Feb 26, 2007, registered Aug 9, 2012 (1991 days) · Other
- B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address