DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• W••••• M••••••••• S•••••••• L••
Latest filing Jun 4, 2026
First filing on the tape Apr 16, 2026 · 2 filings
SEC status approved since May 29, 2026
RAUM
$125M
reported, Item 5.F
Discretionary
61%
of RAUM
Private clients
91%
$114M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$41.7M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$125M as of Jun 4, 2026
Apr 16, 2026$125M then
HNW client RAUM$106M as of Jun 4, 2026
Apr 16, 2026$106M then
State-registered IARs (5.B.3)3 as of Jun 4, 2026
Apr 16, 20263 then
Employees (5.A)3 as of Jun 4, 2026
Apr 16, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
- RAUM per advisor
- $41.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $940,716derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 61%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $66.4M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$106M85%
- Individuals$7.9M6.3%
- Charitable organizations$6.1M4.9%
- Corporations and businesses$5.1M4.1%
- Individual clients
- 22reported
- HNW clients
- 24reported
- Pension plan clients
- 0reported
- Charitable clients
- 5reported
- Accounts
- 133reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $66.4M for 17 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• A••••• R••••Certified Financial Planner | West Palm Beach, Fl | Sep 30, 2022 | 26 y | 3 |
| C•••••••• M••••• R•••• | West Palm Beach, Fl | Oct 3, 2022 | 14 y | 0 |
| J••• C••••• P••••• | West Palm Beach, Fl | Sep 8, 2026 | 29 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• C••••• P••••• from T• P•••••• C••••• W••••• L••Sep 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- M••••••• A••••• R•••• from K••••• P•••••• W••••• S•••••••• L••Sep 30, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••• C••••••••• M••••• · Managing Member/Chief Compliance Officercontrolsince 02/2016 · owns 50% to 75%
- R••••• M•••••••• A••••• · Managing Membercontrolsince 05/2012 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Palm Beach, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 305-390-2536reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-708-6285reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- MARWEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 800-708-6285reportedpublic record, Form ADV, Jun 4, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026