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Registered advisor
B•••• M••••••• M•••
Feed of 09/14/2026
Also filed as B•••• M••••••• M•••
At current firm
2 y
since Oct 17, 2023
In the industry
27 y
since Jul 29, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 17, 2023 · Bloomington, Il
- W•••• F•••• A••••••• wirehouseDec 11, 2015 to Nov 2, 2023 · Bloomington, Il
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Dec 11, 2015 · Bloomington, Il
- A• G• E•••••• • S•••• I••• unclassifiedDec 8, 2004 to Jan 1, 2008 · Bloomington, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Nov 2, 2023, registered Oct 17, 2023 (-16 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Dec 11, 2015, registered Dec 11, 2015 (0 days) · channel change inside one enterprise, not a move
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- B•••• M••••••• M••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2023-10-17)Nov 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address