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Registered advisor
J••••• M•••••• P••••••
Feed of 09/15/2026
Also filed as Joe M•••••• P••••••
At current firm
13 y
since Jul 22, 2013
In the industry
25 y
since May 3, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• C••••• G••••• I••• no RAUM currentsince Jul 22, 2013 · Austin, Tx
- W•••• F•••• A••••••• wirehouseMar 8, 2002 to Jan 3, 2005 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••• C••••• G••••• I•••left Jan 3, 2005, registered Jul 22, 2013 (3122 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address