RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J•• T•••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 28, 2023 · Seven Hills, Oh
- O• I••••••••• M••••••••• C• BD affiliatedMay 20, 2005 to Nov 27, 2023 · Westlake, Oh
- P••• A••••• S••••••••• L•• BD affiliatedNov 30, 2004 to Apr 18, 2005 · Washington, Oh
- O• I••••••••• M••••••••• C• to L•• F•••••••• L••left Nov 27, 2023, registered Nov 28, 2023 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- P••• A••••• S••••••••• L•• to O• I••••••••• M••••••••• C•left Apr 18, 2005, registered May 20, 2005 (32 days) · Other
- J••• J•• T••••• left O• I••••••••• M••••••••• C• for L•• F•••••••• L•• (registered 2023-11-28)Nov 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address