DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• B••• C••••••

E• W••••• A•••••••independent RIASalem, Or IA-onlyIAPD 3242305

Feed of 09/14/2026

Also filed as Mike C••••••

At current firm

0 y

since Jan 15, 2026

In the industry

27 y

since Jul 22, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E• W••••• A••••••• independent RIA current
since Jan 15, 2026 · Torrance, Ca
C•••••••• W••••• A•••••••• L•• former
Nov 28, 2019 to Jul 21, 2026 · Salem, Or
C••••••• W••••• A•••••••• L•• independent RIA
Mar 10, 2017 to Dec 13, 2019 · Salem, Or
W•••• F•••• A••••••• wirehouse
Sep 28, 2012 to Mar 14, 2017 · Salem, Or
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 21, 2005 to Oct 2, 2012 · Salem, Or

Moves

a registration end followed by a registration begin elsewhere

C•••••••• W••••• A•••••••• L•• to E• W••••• A•••••••
left Jul 21, 2026, registered Jan 15, 2026 (-187 days) · RIA to RIA
C••••••• W••••• A•••••••• L•• to C•••••••• W••••• A•••••••• L••
left Dec 13, 2019, registered Nov 28, 2019 (-15 days) · RIA to a newly registered adviser
W•••• F•••• A••••••• to C••••••• W••••• A•••••••• L••
left Mar 14, 2017, registered Mar 10, 2017 (-4 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Oct 2, 2012, registered Sep 28, 2012 (-4 days) · Wirehouse to wirehouse

Signals

M•••••• B••• C•••••• left C•••••••• W••••• A•••••••• L•• for E• W••••• A••••••• (registered 2026-01-15)
Jul 21, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address