DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• P• G••••

U••• B•••••• A•••••••• L••BD affiliatedAuburn, Wadual registrantIAPD 3242364

Feed of 09/14/2026

Also filed as A•••• Poovi Nadjoa Lolo Abaglo

At current firm

0 y

since Feb 13, 2026

In the industry

20 y

since Nov 21, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Auburn, Wa
U••• B•••••• I••••••••• I••• former
Jul 1, 2019 to Feb 13, 2026 · Auburn, Wa
U••• B•••••• A•••••••• L•• BD affiliated
May 1, 2018 to Apr 4, 2019 · Seattle, Wa
J••• M••••• S••••••••• L•• wirehouse
Jun 10, 2016 to Apr 23, 2018 · Redmond, Wa
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Jun 1, 2016 · Seattle, Wa
W•••• F•••• I••••••••• L•• unclassified
Nov 28, 2005 to Jan 3, 2011 · Tucson, Az

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
U••• B•••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••
left Apr 4, 2019, registered Jul 1, 2019 (88 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to U••• B•••••• A•••••••• L••
left Apr 23, 2018, registered May 1, 2018 (8 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Jun 1, 2016, registered Jun 10, 2016 (9 days) · Wirehouse to wirehouse
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address