RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• W•••• S••••••
- U•• A••••••• institutional currentsince Sep 16, 2025 · Brookfield, Wi
- U•• S••••••••• I••• no RAUM currentsince Sep 16, 2025 · Waukesha, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 1, 2020 to Nov 7, 2023 · Milwaukee, Wi
- W•••• F•••• A••••••• wirehouseMay 13, 2014 to Oct 24, 2019 · St. Louis, Mo
- R•••••• I••••••••• asset managerMar 1, 2011 to Apr 7, 2014 · Milwaukee, Wi
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 6, 2009 to Aug 25, 2009 · Omaha, Ne
- T• A••••••••• I••• formerMar 6, 2009 to Aug 25, 2009 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 3, 2005 to Mar 22, 2007 · Bellevue, Ne
- N••••••••• M••••• I••••••••• S••••••••• to U•• A•••••••left Nov 7, 2023, registered Sep 16, 2025 (679 days) · Other
- W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 24, 2019, registered Jun 1, 2020 (221 days) · Other
- R•••••• I••••••••• to W•••• F•••• A•••••••left Apr 7, 2014, registered May 13, 2014 (36 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 25, 2009, registered Mar 6, 2009 (-172 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 25, 2009, registered Mar 6, 2009 (-172 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 22, 2007, registered Mar 6, 2009 (715 days) · Other
- T•••• W•••• S•••••• left N••••••••• M••••• I••••••••• S••••••••• for U•• S••••••••• I••• (registered 2025-09-16)Nov 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address