B•••• N••••• F••

• P••••••• F•••••••• S•••••••• I••• BD affiliated current
  since Jun 29, 2018 · Grapevine, Tx
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jul 2, 2018 · Arlington, Tx
• M••••• S•••••• • C•• L•• unclassified
  Feb 20, 2009 to Jun 1, 2009 · Arlington, Tx
• E••••• J•••• national BD
  May 1, 2007 to May 1, 2007 · Arlington, Tx
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Apr 27, 2007 to Feb 23, 2009 · Fort Worth, Tx

• M••••• S•••••• to P••••••• F•••••••• S•••••••• I•••
  left Jul 2, 2018, registered Jun 29, 2018 (-3 days) · Other · moved with a team
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
  left Feb 23, 2009, registered May 1, 2007 (-664 days) · Wirehouse to affiliated broker-dealer or bank
• E••••• J•••• to M••••• S•••••• • C•• L••
  left May 1, 2007, registered Feb 20, 2009 (661 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address