DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• B•••••• B•••••

S••••• L••• C••••••• L••independent RIAMetairie, LaIA-onlyIAPD 3243518

Feed of 09/14/2026

Also filed as S•••••• B•••••• B•••••

At current firm

3 y

since May 18, 2023

In the industry

26 y

since Dec 16, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• L••• C••••••• L•• independent RIA current
since May 18, 2023 · Metairie, La
A•••••• R••••••• C•••••• independent RIA
Feb 18, 2021 to May 18, 2023 · Dallas, Tx
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Feb 18, 2021 · Metairie, La
C•••• I••••••••• S••••••• C•••• former
Oct 11, 2006 to Oct 1, 2012 · Metairie, La

Moves

a registration end followed by a registration begin elsewhere

A•••••• R••••••• C•••••• to S••••• L••• C••••••• L••
left May 18, 2023, registered May 18, 2023 (0 days) · RIA to a newly registered adviser · moved with a team
J••• M••••• S••••••••• L•• to A•••••• R••••••• C••••••
left Feb 18, 2021, registered Feb 18, 2021 (0 days) · Wirehouse to affiliated broker-dealer or bank
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

S•••••• B•••••• B••••• left A•••••• R••••••• C•••••• for S••••• L••• C••••••• L•• (registered 2023-05-18)
May 18, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address