RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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W•••••• J•••• S••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Nov 16, 2023 · Bethesda, Md
- G••••• R••••••••• P••••••• L•• institutionalOct 11, 2023 to Oct 11, 2023 · Bethesda, Md
- M• H••••••• S••••••••• I••• BD affiliatedJan 7, 2014 to Dec 1, 2023 · Bethesda, Md
- O•••• F•• I••• formerOct 7, 1999 to Dec 31, 2002 · Irvine, Ca
- M• H••••••• S••••••••• I••• to G••••• R••••••••• P••••••• L••left Dec 1, 2023, registered Oct 11, 2023 (-51 days) · Other
- O•••• F•• I••• to M• H••••••• S••••••••• I•••left Dec 31, 2002, registered Jan 7, 2014 (4025 days) · Other
- W•••••• J•••• S•••• left M• H••••••• S••••••••• I••• for G••••• R••••••••• P••••••• L•• (registered 2023-10-11)Dec 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address