DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Justin Reid

Hightower Advisors, LLCBD affiliatedChicago, Il IA-onlyIAPD 3245242

Certified Financial Planner

Feed of 09/15/2026

Also filed as Eric J Reid

At current firm

5 y

since Sep 30, 2020

In the industry

27 y

since Jul 2, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hightower Advisors, LLC BD affiliated current
since Sep 30, 2020 · San Antonio, Tx
Frontier Investment Management Co former
Oct 4, 2019 to Nov 16, 2020 · San Antonio, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 19, 2011 to Oct 1, 2019 · San Antonio, Tx
Servant Advisors, Inc. unclassified
Apr 20, 2010 to Oct 17, 2011 · San Antonio, Tx
Level Four Advisory Services BD affiliated
Nov 19, 2007 to Apr 1, 2010 · Austin, Tx
Raymond James Financial Services, Inc. unclassified
May 21, 2007 to Sep 27, 2007 · Houston, Tx
Padgett Financial Services, LLC unclassified
Feb 14, 2006 to Apr 30, 2007 · San Antonio, Tx
Uhy Capital Advisors, LLC unclassified
Apr 2, 2004 to Jan 20, 2006 · Houston, Tx
Wealth Advisors, Inc. unclassified
Oct 31, 2002 to Dec 31, 2003 · Houston, Tx
Cetera Investment Advisers LLC BD affiliated
Aug 8, 2002 to Dec 21, 2005 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Frontier Investment Management Co to Hightower Advisors, LLC
left Nov 16, 2020, registered Sep 30, 2020 (-47 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Frontier Investment Management Co
left Oct 1, 2019, registered Oct 4, 2019 (3 days) · Wirehouse to independent RIA
Servant Advisors, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 17, 2011, registered Sep 19, 2011 (-28 days) · Other
Level Four Advisory Services to Servant Advisors, Inc.
left Apr 1, 2010, registered Apr 20, 2010 (19 days) · Other
Raymond James Financial Services, Inc. to Level Four Advisory Services
left Sep 27, 2007, registered Nov 19, 2007 (53 days) · Other
Padgett Financial Services, LLC to Raymond James Financial Services, Inc.
left Apr 30, 2007, registered May 21, 2007 (21 days) · Other
Uhy Capital Advisors, LLC to Padgett Financial Services, LLC
left Jan 20, 2006, registered Feb 14, 2006 (25 days) · Other
Cetera Investment Advisers LLC to Wealth Advisors, Inc.
left Dec 21, 2005, registered Oct 31, 2002 (-1147 days) · Other
Wealth Advisors, Inc. to Uhy Capital Advisors, LLC
left Dec 31, 2003, registered Apr 2, 2004 (93 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address