DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••• M••••• C•••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedLittle Elm, Txdual registrantIAPD 3246998

Feed of 09/14/2026

Also filed as Phil Crow

At current firm

4 y

since Feb 4, 2022

In the industry

27 y

since Jul 21, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Feb 4, 2022 · Little Elm, Tx
H•••••• T••••••• • K•••• L•• independent RIA
Nov 24, 2010 to Jan 19, 2022 · Conshohocken, Pa
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Oct 9, 2009 to Mar 29, 2010 · Dallas, Tx
1•• G••••• A••••••• I•• former
Jan 17, 2008 to Mar 19, 2009 · Dallas, Tx
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jan 22, 2007 to Dec 19, 2007 · Houston, Tx
A••••••• G•••••• S••••••••• I••••••••• unclassified
Mar 17, 2006 to Jan 31, 2007 · Houston, Tx
N••• F•••••••• G••••• I••• former
Sep 13, 2004 to Dec 31, 2004 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

H•••••• T••••••• • K•••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 19, 2022, registered Feb 4, 2022 (16 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to H•••••• T••••••• • K•••• L••
left Mar 29, 2010, registered Nov 24, 2010 (240 days) · Other
1•• G••••• A••••••• I•• to N••••••••• M••••• I••••••••• S•••••••••
left Mar 19, 2009, registered Oct 9, 2009 (204 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to 1•• G••••• A••••••• I••
left Dec 19, 2007, registered Jan 17, 2008 (29 days) · Other
A••••••• G•••••• S••••••••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Jan 31, 2007, registered Jan 22, 2007 (-9 days) · Other
N••• F•••••••• G••••• I••• to A••••••• G•••••• S••••••••• I•••••••••
left Dec 31, 2004, registered Mar 17, 2006 (441 days) · Other

Signals

P••••• M••••• C••• left H•••••• T••••••• • K•••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-02-04)
Jan 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address