RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• L•••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 19, 2024 · Iselin, Nj
- M••••• S•••••• wirehouseDec 18, 2017 to Aug 20, 2019 · Purchase, Ny
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• formerJul 18, 2006 to May 22, 2007 · Stamford, Ct
- M••••• S•••••• to A••••• A•• P••••••• S•••••••left Aug 20, 2019, registered Mar 19, 2024 (1673 days) · Wirehouse to affiliated broker-dealer or bank
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• to M••••• S••••••left May 22, 2007, registered Dec 18, 2017 (3863 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address