RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••• N••••• A••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 8, 2025 · Vancouver, Wa
- M• H••••••• S••••••••• I••• BD affiliatedSep 28, 2005 to Jan 10, 2024 · Houston, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDNov 19, 1999 to Sep 13, 2005 · Vancouver, Wa
- M• H••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 10, 2024, registered Sep 8, 2025 (607 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to M• H••••••• S••••••••• I•••left Sep 13, 2005, registered Sep 28, 2005 (15 days) · Other
- H••• N••••• A•••• left M• H••••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-09-08)Jan 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address