DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Wesley Ray Brown
Certified Financial Planner
Feed of 09/14/2026
Also filed as Wes Brown
At current firm
2 y
since Jan 10, 2024
In the industry
27 y
since Sep 1, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Onedigital institutional currentsince Jan 10, 2024 · Santa Maria, Ca
- Vellum Financial, LLC formerSep 21, 2016 to Dec 1, 2017 · Santa Maria, Ca
- Wealthsource? formerMar 3, 2016 to Oct 26, 2024 · Santa Maria, Ca
- Wells Fargo Advisors wirehouseJan 1, 2008 to Mar 16, 2016 · Arroyo Grande, Ca
- A. G. Edwards & Sons, Inc. unclassifiedAug 25, 2005 to Jan 1, 2008 · Santa Maria, Ca
- Morgan Stanley Dw Inc. unclassifiedMay 12, 2000 to Aug 29, 2005 · Santa Maria, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wealthsource? to Vellum Financial, LLCleft Oct 26, 2024, registered Sep 21, 2016 (-2957 days) · Other
- Vellum Financial, LLC to Onedigitalleft Dec 1, 2017, registered Jan 10, 2024 (2231 days) · Other
- Wells Fargo Advisors to Wealthsource?left Mar 16, 2016, registered Mar 3, 2016 (-13 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to A. G. Edwards & Sons, Inc.left Aug 29, 2005, registered Aug 25, 2005 (-4 days) · Other
Signals
- Wesley Ray Brown left Wealthsource? for Vellum Financial, Llc (registered 2016-09-21)Oct 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address