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Registered advisor
D••• N••••• B••••••
Feed of 09/14/2026
Also filed as Dana Nicole Nadler
At current firm
0 y
since Jun 18, 2026
In the industry
27 y
since Jun 1, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jun 18, 2026 · Clayton, Mo
- E••••• J•••• national BDJul 28, 2016 to Sep 9, 2025 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to P•• W••••• M•••••••••left Sep 9, 2025, registered Jun 18, 2026 (282 days) · Affiliated broker-dealer or bank to another
Signals
- D••• N••••• B•••••• left E••••• J•••• for P•• W••••• M••••••••• (registered 2026-06-18)Sep 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address