DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Philip Whiskeyman
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
9 y
since Apr 13, 2017
In the industry
25 y
since Jun 4, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T. Rowe Price Associates, Inc. asset manager currentsince Apr 13, 2017 · Bel Air, Md
- Osaic Fa, Inc. formerMar 2, 2009 to Mar 9, 2011 · Hunt Valley, Md
- Clearbridge Investments formerDec 18, 2007 to Nov 4, 2008 · Baltimore, Md
- Clearbridge Investments, LLC mixed wealthMar 15, 2006 to Dec 18, 2007 · New York, Ny
- Legg Mason Wood Walker, Incorporated unclassifiedAug 1, 2002 to Dec 2, 2005 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to T. Rowe Price Associates, Inc.left Mar 9, 2011, registered Apr 13, 2017 (2227 days) · Other
- Clearbridge Investments to Osaic Fa, Inc.left Nov 4, 2008, registered Mar 2, 2009 (118 days) · Other
- Clearbridge Investments, LLC to Clearbridge Investmentsleft Dec 18, 2007, registered Dec 18, 2007 (0 days) · channel change inside one enterprise, not a move
- Legg Mason Wood Walker, Incorporated to Clearbridge Investments, LLCleft Dec 2, 2005, registered Mar 15, 2006 (103 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address