B•••• A•••••• K•••••

• O•••• W•••••• I••• BD affiliated current
  since Jan 19, 2024 · Darien, Il
• W••••••• F•••••••• S•••••••• I••• former
  Mar 17, 2015 to Jan 19, 2024 · Darien, Il
• L•• F•••••••• L•• BD affiliated
  May 25, 2007 to Mar 30, 2015 · Downers Grove, Il
• E••••• J•••• national BD
  Oct 31, 2006 to May 30, 2007 · Woodridge, Il
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 10, 2000 to Jun 11, 2002 · Oak Brook, Il

• W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
  left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
  left Mar 30, 2015, registered Mar 17, 2015 (-13 days) · Other · moved with a team
• E••••• J•••• to L•• F•••••••• L••
  left May 30, 2007, registered May 25, 2007 (-5 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
  left Jun 11, 2002, registered Oct 31, 2006 (1603 days) · Wirehouse to affiliated broker-dealer or bank

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address