D•••••• G•• L•••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since May 30, 2025 · Gresham, Or
• C••••••••• F•••••••• N•••••• national BD
  Feb 10, 2012 to Jun 5, 2025 · Minden, Nv
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Feb 16, 2012 · Gardnerville, Nv
• C•••••••• G••••• M•••••• I••• BD affiliated
  Dec 5, 2005 to Jun 1, 2009 · Reno, Nv
• M••••• S•••••• D• I••• unclassified
  Sep 5, 2002 to Dec 5, 2005 · Reno, Nv

• C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jun 5, 2025, registered May 30, 2025 (-6 days) · Affiliated broker-dealer or bank to another
• M••••• S•••••• to C••••••••• F•••••••• N••••••
  left Feb 16, 2012, registered Feb 10, 2012 (-6 days) · Wirehouse to affiliated broker-dealer or bank
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••
  left Dec 5, 2005, registered Dec 5, 2005 (0 days) · Other

• ••• Locked
  Jun 5, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address