DFX Intelligence
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Registered advisor
B•••• W•••••
Feed of 09/14/2026
Also filed as B•••• M•••••• W••••••••• M• W•••••
At current firm
14 y
since Feb 17, 2012
In the industry
26 y
since Jun 16, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 17, 2012 · Columbus, Oh
- M••••• S•••••• wirehouseMar 17, 2010 to Jun 28, 2011 · Columbus, Oh
- C•••••••• F•••••••• G•••• A••••••• formerOct 15, 2009 to Feb 8, 2010 · Worthington, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedAug 24, 2007 to Oct 29, 2007 · Port Clinton, Oh
- N•••••• I••••••••• I••• unclassifiedDec 9, 2005 to Jul 31, 2006 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 28, 2011, registered Feb 17, 2012 (234 days) · Wirehouse to wirehouse
- C•••••••• F•••••••• G•••• A••••••• to M••••• S••••••left Feb 8, 2010, registered Mar 17, 2010 (37 days) · Other
- H••••••••• F•••••••• A••••••• to C•••••••• F•••••••• G•••• A•••••••left Oct 29, 2007, registered Oct 15, 2009 (717 days) · Other
- N•••••• I••••••••• I••• to H••••••••• F•••••••• A•••••••left Jul 31, 2006, registered Aug 24, 2007 (389 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address