DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• P•••• V••••••

W••••••••• A•••••••independent RIAReno, NvIA-onlyIAPD 3258944

Certified Financial Planner

Feed of 09/14/2026

Also filed as S•••• P V••••••

At current firm

0 y

since Jun 10, 2026

In the industry

27 y

since Jul 21, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••••••• A••••••• independent RIA current
since Jun 10, 2026 · Reno, Nv
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Aug 6, 2025 · Castle Rock, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 1, 2022 to Mar 31, 2025 · Greenwood Village, Co
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jun 1, 2012 to Jul 16, 2013 · Centennial, Co
C•••• I••••••••• S••••••• C•••• former
Jan 15, 2009 to Aug 17, 2010 · Lakewood, Co
W•••• F•••• A••••••• wirehouse
Aug 1, 2005 to Sep 18, 2008 · Denver, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 21, 1999 to Jun 29, 2005 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to W••••••••• A•••••••
left Aug 6, 2025, registered Jun 10, 2026 (308 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
T••••••••• F•••••••• A•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 16, 2013, registered Dec 1, 2022 (3425 days) · Other
C•••• I••••••••• S••••••• C•••• to T••••••••• F•••••••• A•••••••• L••
left Aug 17, 2010, registered Jun 1, 2012 (654 days) · Other
W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••
left Sep 18, 2008, registered Jan 15, 2009 (119 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jun 29, 2005, registered Aug 1, 2005 (33 days) · Wirehouse to wirehouse

Signals

S•••• P•••• V•••••• left S•••••••• A••••••• L•• for W••••••••• A••••••• (registered 2026-06-10)
Aug 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address