RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M••••• W•••••
- C••••••••• W•••••• L•• independent RIA currentsince May 5, 2022 · Overland Park, Ks
- S•••••••• W••••• A••••••• G••••• I••• independent RIAJan 9, 2017 to Nov 13, 2017 · Utica, Mi
- G••••••• A•••••••• L•• independent RIAMar 29, 2016 to Jan 4, 2017 · Clinton Township, Mi
- U••••• A••••••• A•••••• independent RIAFeb 2, 2012 to Aug 20, 2014 · Prosper, Tx
- I••••••••• C•••••• O• A••••••• I••• formerJan 20, 2010 to Aug 10, 2010 · Farmington Hills, Mi
- F•• S••••••••• C••••••••• formerOct 9, 2008 to Mar 20, 2009 · Bloomfield Hills, Mi
- A••••••••• A•••••• S•••••••• I••• unclassifiedJan 24, 2006 to Mar 26, 2007 · Troy, Mi
- S•••••••• W••••• A••••••• G••••• I••• to C••••••••• W•••••• L••left Nov 13, 2017, registered May 5, 2022 (1634 days) · RIA to RIA
- G••••••• A•••••••• L•• to S•••••••• W••••• A••••••• G••••• I•••left Jan 4, 2017, registered Jan 9, 2017 (5 days) · Other · moved with a team
- U••••• A••••••• A•••••• to G••••••• A•••••••• L••left Aug 20, 2014, registered Mar 29, 2016 (587 days) · Other
- I••••••••• C•••••• O• A••••••• I••• to U••••• A••••••• A••••••left Aug 10, 2010, registered Feb 2, 2012 (541 days) · Other
- F•• S••••••••• C••••••••• to I••••••••• C•••••• O• A••••••• I•••left Mar 20, 2009, registered Jan 20, 2010 (306 days) · Other
- A••••••••• A•••••• S•••••••• I••• to F•• S••••••••• C•••••••••left Mar 26, 2007, registered Oct 9, 2008 (563 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address