RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• J••• B•••••
- B••••• W••••• M••••••••• state registered currentsince Jun 10, 2022 · Smyrna, Ga
- E•••••• A••••••• G••••• L•• BD affiliatedSep 18, 2017 to May 17, 2018 · Orland Park, Il
- W•••••• • R••• formerAug 31, 2009 to Dec 15, 2010 · Evergreen Park, Il
- C••••• A•••••• N••••••• L•• formerOct 25, 2005 to Aug 17, 2009 · New Lenox, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJun 15, 2005 to Sep 12, 2005 · Portage, In
- F•••• H•••••••• C••••••••• I••• BD affiliatedFeb 28, 2002 to Nov 11, 2003 · Country Club Hills, Il
- E•••••• A••••••• G••••• L•• to B••••• W••••• M•••••••••left May 17, 2018, registered Jun 10, 2022 (1485 days) · Other
- W•••••• • R••• to E•••••• A••••••• G••••• L••left Dec 15, 2010, registered Sep 18, 2017 (2469 days) · Other
- C••••• A•••••• N••••••• L•• to W•••••• • R•••left Aug 17, 2009, registered Aug 31, 2009 (14 days) · Other
- F•••• T•••• S••••••••• I••• to C••••• A•••••• N••••••• L••left Sep 12, 2005, registered Oct 25, 2005 (43 days) · Other
- F•••• H•••••••• C••••••••• I••• to F•••• T•••• S••••••••• I•••left Nov 11, 2003, registered Jun 15, 2005 (582 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address