DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nicole Higgins

Strategic Advisers LLCnational BDWest Hartford, Ct dual registrantIAPD 3259931

Feed of 09/14/2026

Also filed as Nikki Higgins

At current firm

1 y

since Mar 31, 2025

In the industry

26 y

since Sep 20, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Strategic Advisers LLC national BD current
since Mar 31, 2025 · West Hartford, Ct
Fidelity Personal And Workplace Advisors former
Aug 5, 2022 to Mar 31, 2025 · West Hartford, Ct
Wells Fargo Advisors wirehouse
Dec 5, 2017 to May 3, 2022 · West Hartford, Ct
Ameriprise Financial Services, LLC national BD
Mar 2, 2016 to Jul 24, 2017 · Tolland, Ct
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 13, 2011 to Mar 2, 2016 · Avon, Ct
Global Portfolio Strategies, Inc. former
Oct 30, 2007 to Jun 16, 2011 · Hartford, Ct
MML Investors Services, LLC BD affiliated
Mar 29, 2006 to Jul 16, 2007 · Springfield, Ma
Prudential Retirement Brokerage Services, Inc. unclassified
Aug 16, 2004 to Apr 30, 2005 · Hartford, Ct

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Fidelity Personal And Workplace Advisors
left May 3, 2022, registered Aug 5, 2022 (94 days) · Wirehouse to affiliated broker-dealer or bank
Ameriprise Financial Services, LLC to Wells Fargo Advisors
left Jul 24, 2017, registered Dec 5, 2017 (134 days) · Affiliated broker-dealer or bank to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLC
left Mar 2, 2016, registered Mar 2, 2016 (0 days) · Wirehouse to affiliated broker-dealer or bank
Global Portfolio Strategies, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 16, 2011, registered Oct 13, 2011 (119 days) · Other
MML Investors Services, LLC to Global Portfolio Strategies, Inc.
left Jul 16, 2007, registered Oct 30, 2007 (106 days) · Other
Prudential Retirement Brokerage Services, Inc. to MML Investors Services, LLC
left Apr 30, 2005, registered Mar 29, 2006 (333 days) · Other

Signals

Nicole Higgins left Wells Fargo Advisors for Fidelity Personal And Workplace Advisors (registered 2022-08-05)
May 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address