RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••• B•••••
- W•••••• R•••••• W••••• M••••••••• L•• state registered currentsince Jul 31, 2023 · Mineral Wells, Tx
- R•••••• F•••••••• N•••••• independent RIAMay 6, 2013 to Jul 31, 2023 · Solon, Oh
- U••• B•••••• I••••••••• I••• formerJul 9, 2010 to May 2, 2013 · Stow, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedDec 8, 2009 to Jul 1, 2010 · Canton, Oh
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Dec 2, 2009 · Macedonia, Oh
- N•••••• I••••••••• I••• unclassifiedJan 1, 2000 to Nov 13, 2009 · Bainbridge, Oh
- R•••••• F•••••••• N•••••• to W•••••• R•••••• W••••• M••••••••• L••left Jul 31, 2023, registered Jul 31, 2023 (0 days) · RIA to a state-registered adviser
- U••• B•••••• I••••••••• I••• to R•••••• F•••••••• N••••••left May 2, 2013, registered May 6, 2013 (4 days) · Other
- H••••••••• F•••••••• A••••••• to U••• B•••••• I••••••••• I•••left Jul 1, 2010, registered Jul 9, 2010 (8 days) · Other
- P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••left Dec 2, 2009, registered Dec 8, 2009 (6 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- M•••••• W•••••• B••••• left R•••••• F•••••••• N•••••• for W•••••• R•••••• W••••• M••••••••• L•• (registered 2023-07-31)Jul 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address