RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• K••• T••••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Apr 21, 2022 · Berwyn, Pa
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 20, 2016 to Mar 31, 2022 · Mount Laurel, Nj
- N•• A•••••• S•••••••• L•• formerJan 12, 2009 to Sep 22, 2016 · Mount Laurel, Nj
- B•• M••••• A•••••••• I••• bank affiliatedJul 16, 2002 to Mar 3, 2003 · Malvern, Pa
- K••••• A••••••• S•••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Mar 31, 2022, registered Apr 21, 2022 (21 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 20, 2016 (-155 days) · corporate re-registration, not a move
- B•• M••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Mar 3, 2003, registered Jan 12, 2009 (2142 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address