RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••• S•••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 13, 2025 · Memphis, Tn
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 23, 2022 to Oct 23, 2025 · Memphis, Tn
- B• R•••• W••••• M••••••••• formerApr 28, 2009 to Dec 31, 2022 · Memphis, Tn
- U•• F•••••••• S••••••• I••• wirehouseJun 10, 2004 to May 13, 2009 · Memphis, Tn
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jun 21, 2004 · Memphis, Tn
- P••••••••• E••••• G••••• L•• unclassifiedOct 21, 1999 to Jul 1, 2003 · Memphis, Tn
- B• R•••• W••••• A•••••••• I••• to L•• F•••••••• L••left Oct 23, 2025, registered Oct 13, 2025 (-10 days) · Affiliated broker-dealer or bank to another
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2022, registered Aug 23, 2022 (-130 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to B• R•••• W••••• M•••••••••left May 13, 2009, registered Apr 28, 2009 (-15 days) · Other
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jun 21, 2004, registered Jun 10, 2004 (-11 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- R••••• B•••• S••••• left B• R•••• W••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-10-13)Oct 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address