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Registered advisor
T••••••• E••••• O••••
Feed of 09/15/2026
Also filed as T••••••• E••••• O••••
At current firm
8 y
since May 25, 2018
In the industry
26 y
since Sep 24, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••• C•••• F•••••••• M••••••••• L•• independent RIA currentsince May 25, 2018 · Langley, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 26, 2016 to Jun 20, 2018 · Seattle, Wa
- C•••• C•••• F•••••••• M••••••••• L•• independent RIASep 18, 2015 to Jul 20, 2016 · Seattle, Wa
- F•••••••• A•••••••• I••••••••• M••••••••• formerSep 7, 2011 to Aug 3, 2015 · Olympia, Wa
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 28, 2011 · Bellevue, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 20, 2004 to Jun 1, 2009 · Bellevue, Wa
- M••••• S•••••• D• I••• unclassifiedMay 15, 2000 to Jan 21, 2004 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• C•••• F•••••••• M••••••••• L••left Jun 20, 2018, registered May 25, 2018 (-26 days) · Wirehouse to independent RIA
- C•••• C•••• F•••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 20, 2016, registered Jul 26, 2016 (6 days) · Other
- F•••••••• A•••••••• I••••••••• M••••••••• to C•••• C•••• F•••••••• M••••••••• L••left Aug 3, 2015, registered Sep 18, 2015 (46 days) · Other
- M••••• S•••••• to F•••••••• A•••••••• I••••••••• M•••••••••left Sep 28, 2011, registered Sep 7, 2011 (-21 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Jan 21, 2004, registered Jan 20, 2004 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address