RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince Dec 23, 2025 · San Francisco, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 19, 2022 to Dec 10, 2025 · Peachtree City, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDJun 20, 2013 to May 10, 2022 · Newnan, Ga
- S•••••• S••••••••• I••• BD affiliatedJun 12, 2006 to Jun 19, 2013 · Columbus, Ga
- U•• F•••••••• S••••••• I••• wirehouseMar 28, 2003 to Jan 18, 2006 · Atlanta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F••••••left Dec 10, 2025, registered Dec 23, 2025 (13 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 10, 2022, registered Sep 19, 2022 (132 days) · Affiliated broker-dealer or bank to another
- S•••••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 19, 2013, registered Jun 20, 2013 (1 days) · Other
- U•• F•••••••• S••••••• I••• to S•••••• S••••••••• I•••left Jan 18, 2006, registered Jun 12, 2006 (145 days) · Other
- M•••••• S••• B••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for Farther (registered 2025-12-23)Dec 10, 2025 · Advisor changed firm · fact
- M•••••• S••• B••••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-09-19)May 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address