DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N•••• D••••• D••••••

D••••• G•••••• W••••• M•••••••••state registeredDublin, OhIA-onlyIAPD 3264696

Feed of 09/14/2026

Also filed as Denise N Duckett

At current firm

1 y

since Feb 26, 2025

In the industry

22 y

since Aug 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D••••• G•••••• W••••• M••••••••• state registered current
since Feb 26, 2025 · Dublin, Oh
J••••• M••••••••• S•••• L•• BD affiliated
May 10, 2021 to Mar 28, 2024 · Columbus, Oh
N••••••••• S••••••••• L•• no RAUM
Aug 1, 2008 to May 10, 2021 · Newark, De
1••• C•••••• M••••••••• C•••••• unclassified
Feb 16, 2007 to Aug 1, 2008 · Newark, De

Moves

a registration end followed by a registration begin elsewhere

J••••• M••••••••• S•••• L•• to D••••• G•••••• W••••• M•••••••••
left Mar 28, 2024, registered Feb 26, 2025 (335 days) · Affiliated broker-dealer or bank to a state-registered adviser
N••••••••• S••••••••• L•• to J••••• M••••••••• S•••• L••
left May 10, 2021, registered May 10, 2021 (0 days) · Other
1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••
left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move

Signals

N•••• D••••• D•••••• left J••••• M••••••••• S•••• L•• for D••••• G•••••• W••••• M••••••••• (registered 2025-02-26)
Mar 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address