RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• W•••••• F•••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 10, 2021 · Charlotte, Nc
- L•••••• F•••••••• D••••••••• I••• unclassifiedJun 18, 2008 to Feb 24, 2011 · Atlanta, Ga
- P••••• I••••••••• M••••••••• L•• asset managerFeb 15, 2008 to Jun 2, 2008 · Boston, Ma
- P••••• I••••••••• M••••••••• L•• asset managerMay 25, 2006 to Feb 11, 2008 · Boston, Ma
- L•••••• F•••••••• D••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 24, 2011, registered May 10, 2021 (3728 days) · Other
- P••••• I••••••••• M••••••••• L•• to L•••••• F•••••••• D••••••••• I•••left Jun 2, 2008, registered Jun 18, 2008 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address