RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W•••••• B••••
- A••••••• S•••••••• G•••• independent RIA currentsince May 1, 2026 · Buffalo Grove, Il
- C• P••••••• C••• independent RIADec 5, 2024 to Jun 1, 2026 · Vernon Hills, Il
- 8••• S•• W••••• M••••••••• L•• unclassifiedJul 23, 2021 to Sep 17, 2024 · Vernon Hills, Il
- C• P••••••• C••• to A••••••• S•••••••• G••••left Jun 1, 2026, registered May 1, 2026 (-31 days) · RIA to a newly registered adviser
- 8••• S•• W••••• M••••••••• L•• to C• P••••••• C•••left Sep 17, 2024, registered Dec 5, 2024 (79 days) · Other
- R••••• W•••••• B•••• left C• P••••••• C••• for A••••••• S•••••••• G•••• (registered 2026-05-01)Jun 1, 2026 · Advisor changed firm · fact
- R••••• W•••••• B•••• left 8••• S•• W••••• M••••••••• L•• for C• P••••••• C••• (registered 2024-12-05)Sep 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address