DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Advisory Solutions Group

Independent wealth managerPlymouth, MinnesotaCRD 339919SEC 801-135130websiteIAPD
Legal name Advisory Solutions Group, LLC
Latest filing Aug 21, 2026
First filing on the tape Dec 17, 2025 · 7 filings
SEC status approved since Jan 8, 2026
RAUM
$408M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$408M individuals and HNW
Advisors
41
registered through the firm on IAPD
RAUM per advisor
$10.0M
derived; firm RAUM over IAPD count
Employees
50
33 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$408M as of Aug 21, 2026
Dec 17, 2025$0 then
HNW client RAUM$170M as of Aug 21, 2026
May 7, 2026$170M then
State-registered IARs (5.B.3)46 as of Aug 21, 2026
Dec 17, 20255 then
Employees (5.A)50 as of Aug 21, 2026
Dec 17, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
RAUM per advisor
$10.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
20derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$198,046derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
2.9derived14 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$238M58%
  • High-net-worth individuals$170M42%
Individual clients
701reported
HNW clients
106reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,062reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=15.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Robert William BurnsPrior Lake, Mn May 1, 202627 y2
Noemi Lopez OrtegaBakersfield, Ca May 1, 202632 y4
Wesley Chan-Young KangBellevue, Wa May 1, 202610 y1
Renee Robin RekscBinghampton, Ny May 1, 202631 y2
Nicholas Lance SeltunPlymouth, Mn May 1, 202619 y3
Hoon KangCertified Financial Planner, Chartered Financial ConsultantBellevue, Wa May 1, 202627 y4
Kelly SteckleinCertified Financial PlannerFrisco, Co May 1, 202626 y7
Taylor Thomas LearyCertified Financial PlannerPlymouth, Mn May 1, 202616 y3
Kathleen Thayer RentzPlymouth, Mn May 1, 202611 y2
Christian Seung-Ri KangPlymouth, Mn May 1, 202611 y1
Michael P RekscPlymouth, Mn May 1, 202619 y1
Eric A HallinPlymouth, Mn May 4, 202616 y4
Kevin KriegNeptune Beach, Fl May 7, 202619 y8
Andrea Lynn AnastasioBoston, Ma May 11, 202611 y1
Matthew John FevolaPlymouth, Mn May 29, 202621 y5
Ryan LongChartered Financial AnalystPlymouth, Mn Jun 1, 202631 y0
Devin Matthew PainePlymouth, Mn Jun 1, 202618 y2
Spencer ShelmanChartered Financial AnalystPlymouth, Mn Jun 1, 202616 y4
Kurt CretorsPlymouth, Mn Jul 1, 202621 y3
Sharlee Lorene CretorsCertified Financial PlannerScottsdale, Az Jul 1, 202637 y6
Tiffany Elaine RiedelEvergreen, Co Jul 1, 202631 y3
Ashley Nicole EcklesPlymouth, Mn Jul 6, 202610 y1
Kenneth Dale BoltonNokomis, Fl Jul 16, 202637 y3
Advisor movement
0 left, 22 joined in 12 months
net +22 in 12 months0 left in 90 days5 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Loren James Cahn · Chair Of Investment Committee And Chief Strategy Officercontrol
        since 12/2025 · owns less than 5%
      • Thomas Harold Jeffrey Dekko · Chief Manager And Presidentcontrol
        since 12/2025 · owns less than 5%
      • Victoria Denaro · Assistant Secretarycontrol
        since 06/2026 · owns less than 5%
      • Alan Joseph Dieckhaus · Chief Compliance Officercontrol
        since 12/2025 · owns less than 5%
      • Henry William Rice · Secretarycontrol
        since 06/2026 · owns less than 5%
      • James Frederick Shideman · Chief Platform Officer And Chief Information Security Officercontrol
        since 12/2025 · owns less than 5%
      • Joseph Kelly Windorski · Chief Financial Officer And Treasurercontrol
        since 12/2025 · owns less than 5%
      Entity owners
      • Wealth Enhancement Group, · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Plymouth, Mn · principal41410
      Scottsdale, Az440
      Bellevue, Wa330
      Spokane, Wa220
      Paso Robles, Ca220
      St Louis Park, Mn220
      Binghampton, Ny220
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 40 to 50
        May 7, 2026 to Jul 9, 2026
      • Insurance-licensed employees · 0 to 15
        May 7, 2026 to Jul 9, 2026
      • State-registered IARs · 33 to 46
        May 7, 2026 to Jul 9, 2026
      • Other offices · 0 to 13
        May 7, 2026 to Jul 9, 2026
      • Accounts · 0 to 2,062
        Apr 27, 2026 to May 7, 2026
      • Advisory employees · 4 to 33
        Apr 27, 2026 to May 7, 2026
      • BD registered reps · 5 to 15
        Apr 27, 2026 to May 7, 2026
      • HNW clients · unset to 106.0
        Apr 27, 2026 to May 7, 2026
      • Individual clients · unset to 701.0
        Apr 27, 2026 to May 7, 2026
      • Employees · 7 to 40
        Apr 27, 2026 to May 7, 2026
      • State-registered IARs · 5 to 33
        Apr 27, 2026 to May 7, 2026
      • Discretionary RAUM · $0 to $408M
        Apr 27, 2026 to May 7, 2026
      • HNW RAUM · unset to 170130588.0
        Apr 27, 2026 to May 7, 2026
      • Individual RAUM · unset to 238239347.0
        Apr 27, 2026 to May 7, 2026
      • RAUM · $0 to $408M
        Apr 27, 2026 to May 7, 2026
      Signals
      12 dated events
      • 2 advisors left Palouse Capital Management, Inc. (Spokane, WA) for Advisory Solutions Group on the same day
        Aug 12, 2026 · Team lift-out · derived
      • Advisory Solutions Group reported 13 offices beyond its principal office, up from 0 (2026-05-07 to 2026-07-09)
        Jul 9, 2026 · Office count change · derived
      • Advisory Solutions Group reported 46 state-registered advisory representatives, up from 33 (2026-05-07 to 2026-07-09)
        Jul 9, 2026 · Advisor headcount change · derived
      • 2 advisors left Avior Wealth Management, LLC (Scottsdale, AZ) for Advisory Solutions Group on the same day
        Jul 2, 2026 · Team lift-out · derived
      • 3 advisors left CS Planning Corp (Bellevue, WA) for Advisory Solutions Group on the same day
        Jun 2, 2026 · Team lift-out · derived
      • 5 advisors left CS Planning Corp (Portland, OR) for Advisory Solutions Group on the same day
        Jun 2, 2026 · Team lift-out · derived
      • 2 advisors left CS Planning Corp (Aliso Viejo, CA) for Advisory Solutions Group on the same day
        Jun 2, 2026 · Team lift-out · derived
      • 2 advisors left CS Planning Corp (Frisco, CO) for Advisory Solutions Group on the same day
        Jun 2, 2026 · Team lift-out · derived
      • 2 advisors left CS Planning Corp (Binghamton, NY) for Advisory Solutions Group on the same day
        Jun 2, 2026 · Team lift-out · derived
      • Advisory Solutions Group reported 33 state-registered advisory representatives, up from 5 (2026-04-27 to 2026-05-07)
        May 7, 2026 · Advisor headcount change · derived
      • James Loren Cahn, registered through Wealth Enhancement Advisory Services, LLC (Plymouth, MN), is a direct owner of Advisory Solutions Group, an adviser first registered 2025-12-17; in 2023-2025, 171 of 213 such owners registered at this class of firm moved to the new adviser within a year, median 75 days after the filing
        Dec 17, 2025 · Owner of a newly registered adviser · fact
      • Jeffrey Thomas Harold Dekko, registered through Wealth Enhancement Advisory Services, LLC (Denver, CO), is a direct owner of Advisory Solutions Group, an adviser first registered 2025-12-17; in 2023-2025, 171 of 213 such owners registered at this class of firm moved to the new adviser within a year, median 75 days after the filing
        Dec 17, 2025 · Owner of a newly registered adviser · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      concierge@wealtheg.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      303-586-8890reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      303-586-8891reportedpublished by the firm, firm site, Sep 15, 2026
      Website
      Wealtheg.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      763-417-1700reportedpublic record, Form ADV, Aug 21, 2026
      Contact form
      wealtheg.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $10.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026