RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Feb 2, 2021 · Watkinsville, Ga
- I•• A•••••••• L•• independent RIAMar 27, 2017 to Mar 18, 2021 · Atlanta, Ga
- S•••••• M•••• M••••••••• L•• independent RIAMay 12, 2015 to May 13, 2016 · Watkinsville, Ga
- G••••••••• A•••••••• L•• independent RIAApr 4, 2011 to Jun 14, 2013 · Athens, Ga
- T•• •••••••• G•••• unclassifiedOct 18, 2010 to Jun 3, 2011 · Athens, Ga
- N•• A•••••••• I••• unclassifiedJun 24, 2009 to Nov 29, 2010 · Athens, Ga
- I•• A•••••••• L•• to O•••••••••left Mar 18, 2021, registered Feb 2, 2021 (-44 days) · Other
- S•••••• M•••• M••••••••• L•• to I•• A•••••••• L••left May 13, 2016, registered Mar 27, 2017 (318 days) · Other
- G••••••••• A•••••••• L•• to S•••••• M•••• M••••••••• L••left Jun 14, 2013, registered May 12, 2015 (697 days) · Other
- T•• •••••••• G•••• to G••••••••• A•••••••• L••left Jun 3, 2011, registered Apr 4, 2011 (-60 days) · Other
- N•• A•••••••• I••• to T•• •••••••• G••••left Nov 29, 2010, registered Oct 18, 2010 (-42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address