DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stolz & Associates, Ps
Latest filing Sep 11, 2026
First filing on the tape Nov 1, 2019 · 17 filings
SEC status approved since Dec 1, 2019
RAUM
$282M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
98%
$276M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$94.1M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$282M as of Feb 27, 2026
Feb 21, 2020$116M then
HNW client RAUM$209M as of Feb 27, 2026
Feb 21, 2020$97.0M then
State-registered IARs (5.B.3)3 as of Feb 27, 2026
Feb 21, 20203 then
Employees (5.A)5 as of Feb 27, 2026
Feb 21, 20204 then
Private funds: no history
RAUM +23% over the last fiscal year+22% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $94.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $496,823derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$209M74%
- Individuals$67.3M24%
- Pension and profit-sharing plans$6.2M2.2%
- Individual clients
- 130reported
- HNW clients
- 63reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 568reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michelle Teresa RobinsonCertified Financial Planner | Tacoma, Wa | Nov 17, 2009 | 24 y | 0 |
| Andrew Christopher StolzChartered Financial Analyst | Tacoma, Wa | Aug 27, 2018 | 16 y | 2 |
| Derek Christopher DzingleCertified Financial Planner, Chartered Financial Analyst | Tacoma, Wa | Jun 6, 2022 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Thomas Patrick Ryan to Hawkins Investment Counsel, LLCMay 14, 2024 · RIA to RIA
Joined, latest
- Thomas Patrick Ryan from Alliancebernstein L.P.Jul 13, 2023 · Other
- Andrew Christopher Stolz from Edward JonesMay 15, 2012 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Teresa Michelle Robinson · Vice President And Chief Compliance Officercontrolsince 10/2007 · owns 25% to 50%
- Christopher Andrew Stolz · President And Chief Investment Officercontrolsince 12/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tacoma, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Feb 27, 2026 to Sep 11, 2026
- Related adviser · false to unsetFeb 27, 2026 to Sep 11, 2026
- Related bank · false to unsetFeb 27, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetFeb 27, 2026 to Sep 11, 2026
- Related insurance company · false to unsetFeb 27, 2026 to Sep 11, 2026
- Succession · false to unsetFeb 27, 2026 to Sep 11, 2026
- Accounts · 584 to 568Mar 13, 2025 to Feb 27, 2026
- HNW clients · 62 to 63Mar 13, 2025 to Feb 27, 2026
- Individual clients · 119 to 130Mar 13, 2025 to Feb 27, 2026
- Pension plan clients · 5.0 to unsetMar 13, 2025 to Feb 27, 2026
- Employees · 4 to 5Mar 13, 2025 to Feb 27, 2026
- Discretionary RAUM · $202M to $253MMar 13, 2025 to Feb 27, 2026
- HNW RAUM · $177M to $209MMar 13, 2025 to Feb 27, 2026
- Individual RAUM · $47.2M to $67.3MMar 13, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $28.2M to $29.0MMar 13, 2025 to Feb 27, 2026
- Pension RAUM · $6.0M to $6.2MMar 13, 2025 to Feb 27, 2026
- RAUM · $230M to $282MMar 13, 2025 to Feb 27, 2026
- Wrap assets (manager) · $849,308 to $0Mar 13, 2025 to Feb 27, 2026
- Accounts · 474 to 584Sep 24, 2024 to Mar 13, 2025
- Advisory employees · 5 to 3Sep 24, 2024 to Mar 13, 2025
- HNW clients · 49 to 62Sep 24, 2024 to Mar 13, 2025
- Individual clients · 116 to 119Sep 24, 2024 to Mar 13, 2025
- Pension plan clients · 6 to 5Sep 24, 2024 to Mar 13, 2025
- Employees · 6 to 4Sep 24, 2024 to Mar 13, 2025
- Financial planning clients · 101-250 to 101-250Sep 24, 2024 to Mar 13, 2025
- State-registered IARs · 5 to 3Sep 24, 2024 to Mar 13, 2025
- Discretionary RAUM · $181M to $202MSep 24, 2024 to Mar 13, 2025
- HNW RAUM · $139M to $177MSep 24, 2024 to Mar 13, 2025
- Individual RAUM · $53.1M to $47.2MSep 24, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $18.6M to $28.2MSep 24, 2024 to Mar 13, 2025
- Pension RAUM · $7.3M to $6.0MSep 24, 2024 to Mar 13, 2025
- RAUM · $199M to $230MSep 24, 2024 to Mar 13, 2025
- Wrap assets (manager) · $728,916 to $849,308Sep 24, 2024 to Mar 13, 2025
- Related insurance company · true to falseFeb 1, 2024 to Apr 17, 2024
- Accounts · 466 to 474Dec 12, 2023 to Feb 1, 2024
- Advisory employees · 4 to 5Dec 12, 2023 to Feb 1, 2024
- HNW clients · 45 to 49Dec 12, 2023 to Feb 1, 2024
- Individual clients · 107 to 116Dec 12, 2023 to Feb 1, 2024
- Employees · 5 to 6Dec 12, 2023 to Feb 1, 2024
- State-registered IARs · 4 to 5Dec 12, 2023 to Feb 1, 2024
Signals
3 dated events
- Thomas Patrick Ryan left Stolz & Associates, Ps for Hawkins Investment Counsel, Llc (registered 2024-05-19)May 14, 2024 · Advisor changed firm · fact
- Arthur David Stolz (Vice President) no longer on Schedule A of Stolz & Associates, Ps (listed 2024-02-01, absent 2024-04-17)Apr 17, 2024 · Control person left · inference
- Stolz & Associates, Ps filed its initial SEC registration (Form ADV)Nov 1, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 253-272-3441reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/stolz-&-associates-psreportedpublic record, Form ADV, Sep 17, 2026
- Website
- stolzassoc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (253) 272-3441reportedpublic record, Form ADV, Sep 11, 2026
- Contact form
- stolzassoc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026