RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 21, 2022 · Van Buren Twp, Mi
- P•••• S••••••••• L•• no RAUMFeb 16, 2021 to Jan 10, 2022 · Troy, Mi
- W•• B•••••••• S•••••••• I••• BD affiliatedFeb 20, 2019 to Feb 24, 2021 · Livonia, Mi
- A••••••• F•••••••• A•••••••• L•• BD affiliatedJun 21, 2016 to May 2, 2017 · West Bloomfield, Mi
- M•• F•••••••• S•••••••• I••• formerSep 24, 2010 to Aug 7, 2014 · Southfield, Mi
- P•••• S••••••••• L•• to E•••••• A••••••• G••••• L••left Jan 10, 2022, registered Dec 21, 2022 (345 days) · Affiliated broker-dealer or bank to another
- W•• B•••••••• S•••••••• I••• to P•••• S••••••••• L••left Feb 24, 2021, registered Feb 16, 2021 (-8 days) · Affiliated broker-dealer or bank to another
- A••••••• F•••••••• A•••••••• L•• to W•• B•••••••• S•••••••• I•••left May 2, 2017, registered Feb 20, 2019 (659 days) · Other
- M•• F•••••••• S•••••••• I••• to A••••••• F•••••••• A•••••••• L••left Aug 7, 2014, registered Jun 21, 2016 (684 days) · Other
- T••••• M•• left P•••• S••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2022-12-21)Jan 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address