RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Mar 16, 2026 · Austin, Tx
- U•• F•••••••• S••••••• I••• wirehouseOct 9, 2015 to Mar 24, 2026 · Austin, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Oct 22, 2015 · Austin, Tx
- C•••• I••••••••• S••••••• C•••• formerDec 8, 2006 to Oct 1, 2012 · Austin, Tx
- S••••• S••••••••• I••• independent RIAMar 20, 2006 to Nov 16, 2006 · Austin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 19, 2004 to Feb 17, 2006 · Austin, Tx
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Mar 24, 2026, registered Mar 16, 2026 (-8 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••left Oct 22, 2015, registered Oct 9, 2015 (-13 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- S••••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••left Nov 16, 2006, registered Dec 8, 2006 (22 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••• S••••••••• I•••left Feb 17, 2006, registered Mar 20, 2006 (31 days) · Other
- N••• S•••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2026-03-16)Mar 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address