DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• J•••• Z••••••••

E••••• I••••••••• C•••independent RIAAtlanta, Gadual registrantIAPD 3269840

Feed of 09/14/2026

Also filed as S••••• J•••• Z••••••••

At current firm

0 y

since Jan 27, 2026

In the industry

26 y

since Dec 13, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• I••••••••• C••• independent RIA current
since Jan 27, 2026 · Atlanta, Ga
P•••• C•••••• M••••••••• L•• asset manager
Jul 11, 2024 to Jan 21, 2026 · Boca Raton, Fl
T••••••• A•••• M••••••••• L•• asset manager
Jul 8, 2019 to Jul 17, 2024 · Minneapolis, Mn
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jan 2, 2019 to Jun 13, 2019 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

P•••• C•••••• M••••••••• L•• to E••••• I••••••••• C•••
left Jan 21, 2026, registered Jan 27, 2026 (6 days) · Other
T••••••• A•••• M••••••••• L•• to P•••• C•••••• M••••••••• L••
left Jul 17, 2024, registered Jul 11, 2024 (-6 days) · Other
T••••••• I••••••••• M••••••••• I••• to T••••••• A•••• M••••••••• L••
left Jun 13, 2019, registered Jul 8, 2019 (25 days) · Other · moved with a team

Signals

S••••• J•••• Z•••••••• left P•••• C•••••• M••••••••• L•• for E••••• I••••••••• C••• (registered 2026-01-27)
Jan 21, 2026 · Advisor changed firm · fact
S••••• J•••• Z•••••••• left T••••••• A•••• M••••••••• L•• for P•••• C•••••• M••••••••• L•• (registered 2024-07-11)
Jul 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address