DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Thrivent Asset Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 36 filings
SEC status approved since Dec 15, 2005
RAUM
$48B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
$2.1B
derived; firm RAUM over IAPD count
Employees
426
155 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$48B as of Mar 31, 2026
Mar 28, 2012$14B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 28, 20120 then
Employees (5.A)426 as of Mar 31, 2026
Apr 1, 2013285 then
Private funds: no history
RAUM +2.5% over the last fiscal year+24% a year over threeIARs 4 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $2.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 18.5derivedItem 5.A over advisors
- Advisors per office
- 11.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -75%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$48B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=12.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Robert Chouanard | Minneapolis, Mn | Jun 25, 2019 | 30 y | 1 |
| John Carter Weiler | Minneapolis, Mn | Jul 8, 2019 | 24 y | 2 |
| Maxime Killian Shaughnessy | Minneapolis, Mn | Jul 8, 2019 | 13 y | 3 |
| Blaine Robert Gundershaug | Minneapolis, Mn | Jul 8, 2019 | 25 y | 1 |
| Heather Love Longlais | Appleton, Wi | Jul 8, 2019 | 27 y | 1 |
| Jonathan Dacanay | Minneapolis, Mn | Jun 25, 2020 | 10 y | 1 |
| Michael James Romano | Minneapolis, Mn | Jan 5, 2021 | 14 y | 0 |
| Cole Hendrickson Carter | Minneapolis, Mn | Apr 14, 2021 | 10 y | 0 |
| Kristine Joy Mogollon | Minneapolis, Mn | May 3, 2021 | 25 y | 1 |
| Ashley Marie Fagely | Minneapolis, Mn | May 14, 2021 | 11 y | 3 |
| Robyn Mary Joyner | Minneapolis, Mn | May 14, 2021 | 19 y | 2 |
| Jason L Pacheco | Minneapolis, Mn | Sep 27, 2021 | 19 y | 2 |
| Raschel Lynn Graves | Minneapolis, Mn | Jan 7, 2022 | 36 y | 0 |
| Yale Nelson | Minneapolis, Mn | Aug 2, 2022 | 18 y | 0 |
| John Charles Hershock | Minneapolis, Mn | Sep 26, 2022 | 28 y | 0 |
| Jennifer Elizabeth Finn | Minneapolis, Mn | Mar 16, 2023 | 12 y | 0 |
| Aaron Bonnema | Minneapolis, Mn | Sep 24, 2024 | 13 y | 2 |
| Eugene P Sullivan | Minneapolis, Mn | Nov 25, 2024 | 34 y | 6 |
| Charles R Hofstrom | Minneapolis, Mn | Jan 21, 2025 | 12 y | 1 |
| Casey Mitchell | Minneapolis, Mn | Mar 17, 2025 | 13 y | 2 |
| Timothy John Guagliardo | Minneapolis, Mn | May 6, 2025 | 15 y | 0 |
| Michael J McgrawCertified Financial Planner | Minneapolis, Mn | May 6, 2026 | 24 y | 1 |
| Gregory Scott Stevens | Minneapolis, Mn | Jun 22, 2026 | 13 y | 5 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 4.3% of current headcount7 left over 36 months
Left, latest
- Rachel Katherine Engel to Stiles Financial Services, Inc.Oct 13, 2025 · Other
- Joshua Kevin Gross to Fisher InvestmentsSep 3, 2024 · Other
- Dwayne Javier to Advisors Asset Management, Inc.Jul 17, 2024 · Other
- Jeremy Newgard to Private Advisor Group, LLCJul 17, 2024 · Other
- Kelsea Sullivan to Fidelity Institutional Wealth Adviser LLCJul 17, 2024 · Other
- Steven Jared Zimmerman to Polen Capital Management, LLCJul 17, 2024 · Other
- Jared Bradley Hagen to Xa InvestmentsJul 17, 2024 · Other
- Steven Todd Vacinek to Cri Securities, LLCMay 24, 2021 · Other
- Philip E Ardelean to Thrivent Investment Management Inc.Dec 5, 2019 · Other
Joined, latest
- Gregory Scott Stevens from Hartford FundsJun 22, 2026 · Other
- Michael J Mcgraw from Cliftonlarsonallen Wealth Advisors, LLCMay 6, 2026 · Other
- Casey Mitchell from Oppenheimer & Co. Inc.Mar 17, 2025 · Other
- Charles R Hofstrom from RBC Capital Markets, LLCJan 21, 2025 · Other
- Eugene P Sullivan from Northcoast Asset Management LLCNov 25, 2024 · Other
- Aaron Bonnema from Ameriprise Financial Services, LLCSep 24, 2024 · Other
- Jason L Pacheco from Allspring Funds Management, LLCSep 27, 2021 · Other
- Ashley Marie Fagely from Thrivent Investment Management Inc.May 14, 2021 · Other
- Robyn Mary Joyner from Thrivent Investment Management Inc.May 14, 2021 · Other
- Jared Bradley Hagen from Thrivent Investment Management Inc.May 5, 2021 · Other
- Kristine Joy Mogollon from Thrivent Investment Management Inc.May 3, 2021 · Other
- Dwayne Javier from Invesco Advisers, Inc.Dec 2, 2020 · Other
- Jonathan Dacanay from Beaumont Financial Partners LLCJun 25, 2020 · Other
- John Carter Weiler from Thrivent Investment Management Inc.Jul 8, 2019 · Other
- Philip E Ardelean from Thrivent Investment Management Inc.Jul 8, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Thrivent Investment Management Inc.May 4, 2021 · Minneapolis, Mn
- 6 joined from Thrivent Investment Management Inc.Jun 13, 2019 · Minneapolis, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Troy Beaver · Elected Manager And Vice Presidentcontrolsince 10/2017 · owns less than 5%
- Lynn Sarah Bergstrom · Assistant Treasurercontrolsince 12/2018 · owns less than 5%
- David Jeffrey Cloutier · Vice President, Chief Financial Officer And Treasurercontrolsince 07/2022 · owns less than 5%
- Stuart Edward Dryden · Chief Compliance Officercontrolsince 12/2010 · owns less than 5%
- Erin Jessica English · Assistant Secretarycontrolsince 12/2019 · owns less than 5%
- David John Jackson · Assistant Secretarycontrolsince 12/2020 · owns less than 5%
- Karen Jenna Jenson · Chief Legal Officer And Secretarycontrolsince 12/2020 · owns less than 5%
- Marie Kathleen Koelling · Privacy Officercontrolsince 10/2010 · owns less than 5%
- Walden Michael Kremenak · Elected Managercontrolsince 12/2020 · owns less than 5%
- Harris Causton Steven Lee · Derivatives Risk Managercontrolsince 07/2022 · owns less than 5%
- Kay Sharon Minta · Anit-Money Laundering Officercontrolsince 08/2019 · owns less than 5%
- Jean Cynthia Nigbur · Assistant Secretarycontrolsince 02/2006 · owns less than 5%
- Lee Jamie Riesterer · Elected Managercontrolsince 01/2022 · owns less than 5%
- Scott David Royal · Presidentcontrolsince 07/2017 · owns less than 5%
Entity owners
- Thrivent Financial Holdings, Inc. · Memberdirect · owns 75% or more
- Thrivent Financial For Lutherans · Shareholderindirect · owns 75% or more of Thrivent Financial Holdings, Inc.
Related persons
Schedule D 7.A
- Newman Financial Services LLCreal estaten
- Thrivent Advisor Network, LLCinvestment advisernRAUM $6.8B
- Thrivent Distributors, LLCbroker-dealern
- Thrivent Financial For Lutheransinvestment adviserbankpooled vehicle sponsorreal estateyRAUM $129B
- Thrivent Insurance Agency Inc.real estaten
- Thrivent Investment Management Inc.broker-dealerinvestment adviseryRAUM $21B
- Thrivent Trust Companyn
- Thrivent White Rose Endurance Gp II, LLCpooled vehicle sponsorn
- Thrivent White Rose Endurance Gp III, LLCpooled vehicle sponsorn
- Thrivent White Rose Endurance Gp, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp II, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp III, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp IV, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Ix, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp V, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Vi, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Vii, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Viii, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp X, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xi, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xii, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xiii, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xiv, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xv Equity Direct, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xv Fund Of Funds, LLCpooled vehicle sponsorn
- Thrivent White Rose Opportunity Fund Gp, LLCpooled vehicle sponsorn
- Thrivent White Rose Real Estate Gp I, LLCpooled vehicle sponsorn
- Thrivent White Rose Real Estate Gp II, LLCpooled vehicle sponsorn
- Thrivent White Rose Real Estate Gp III, LLCpooled vehicle sponsorn
- Thrivent White Rose Real Estate Gp IV, LLCpooled vehicle sponsorn
Advisers that list Thrivent Asset Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minneapolis, Mn · principal | 22 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Appleton, WI11 employees
What changed
consecutive filings, newest first
- Advisory employees · 152 to 155Jan 29, 2026 to Mar 31, 2026
- BD registered reps · 15 to 12Jan 29, 2026 to Mar 31, 2026
- Employees · 450 to 426Jan 29, 2026 to Mar 31, 2026
- Insurance-licensed employees · 4 to 1Jan 29, 2026 to Mar 31, 2026
- State-registered IARs · 4 to 1Jan 29, 2026 to Mar 31, 2026
- Discretionary RAUM · $47B to $48BJan 29, 2026 to Mar 31, 2026
- RAUM · $47B to $48BJan 29, 2026 to Mar 31, 2026
- Accounts · 33 to 31Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 153 to 152Mar 28, 2024 to Mar 31, 2025
- Employees · 431 to 450Mar 28, 2024 to Mar 31, 2025
- Insurance-licensed employees · 2 to 4Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 4Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $30B to $47BMar 28, 2024 to Mar 31, 2025
- RAUM · $30B to $47BMar 28, 2024 to Mar 31, 2025
- Advisory employees · 160 to 153Aug 1, 2023 to Mar 28, 2024
- BD registered reps · 12 to 15Aug 1, 2023 to Mar 28, 2024
- Employees · 450 to 431Aug 1, 2023 to Mar 28, 2024
- Insurance-licensed employees · 4 to 2Aug 1, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 2Aug 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $25B to $30BAug 1, 2023 to Mar 28, 2024
- RAUM · $25B to $30BAug 1, 2023 to Mar 28, 2024
- Accounts · 31 to 33Oct 11, 2022 to Mar 31, 2023
- Advisory employees · 145 to 160Oct 11, 2022 to Mar 31, 2023
- Employees · 423 to 450Oct 11, 2022 to Mar 31, 2023
- Insurance-licensed employees · 3 to 4Oct 11, 2022 to Mar 31, 2023
- State-registered IARs · 3 to 4Oct 11, 2022 to Mar 31, 2023
- Discretionary RAUM · $29B to $25BOct 11, 2022 to Mar 31, 2023
- RAUM · $29B to $25BOct 11, 2022 to Mar 31, 2023
- Advisory employees · 140 to 145Mar 31, 2021 to Mar 31, 2022
- BD registered reps · 6 to 12Mar 31, 2021 to Mar 31, 2022
- Employees · 431 to 423Mar 31, 2021 to Mar 31, 2022
- Insurance-licensed employees · 4 to 3Mar 31, 2021 to Mar 31, 2022
- State-registered IARs · 4 to 3Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $24B to $29BMar 31, 2021 to Mar 31, 2022
- RAUM · $24B to $29BMar 31, 2021 to Mar 31, 2022
- Accounts · 28 to 31Dec 21, 2020 to Mar 31, 2021
- Advisory employees · 142 to 140Dec 21, 2020 to Mar 31, 2021
- Employees · 415 to 431Dec 21, 2020 to Mar 31, 2021
- Discretionary RAUM · $21B to $24BDec 21, 2020 to Mar 31, 2021
Signals
27 dated events
- Rachel Katherine Engel left Thrivent Asset Management, Llc for Stiles Financial Services, Inc. (registered 2025-11-12)Oct 13, 2025 · Advisor changed firm · fact
- Thrivent Asset Management, Llc reported RAUM $46.8B, up 54% from $30.3B (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Joshua Kevin Gross left Thrivent Asset Management, Llc for Fisher Investments (registered 2024-09-10)Sep 3, 2024 · Advisor changed firm · fact
- Kelsea Sullivan left Thrivent Asset Management, Llc for Fidelity Institutional Wealth Adviser Llc (registered 2026-01-06)Jul 17, 2024 · Advisor changed firm · fact
- Jeremy Newgard left Thrivent Asset Management, Llc for Private Advisor Group, Llc (registered 2024-07-09)Jul 17, 2024 · Advisor changed firm · fact
- Jared Bradley Hagen left Thrivent Asset Management, Llc for Xa Investments (registered 2025-03-25)Jul 17, 2024 · Advisor changed firm · fact
- Steven Jared Zimmerman left Thrivent Asset Management, Llc for Polen Capital Management, Llc (registered 2024-07-11)Jul 17, 2024 · Advisor changed firm · fact
- Dwayne Javier left Thrivent Asset Management, Llc for Advisors Asset Management, Inc. (registered 2024-12-03)Jul 17, 2024 · Advisor changed firm · fact
- Lynn Monica Kleve (Vice President And Chief Operating Officer) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2022-10-11, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Harris Causton Steven Lee (Derivatives Risk Manager) appeared on Schedule A of Thrivent Asset Management, LlcJul 19, 2022 · Control person joined · fact
- Vincent Gerard Vaillancourt (Elected Manager, Vice President, Cfo And Treasurer) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2022-03-31, absent 2022-07-19)Jul 19, 2022 · Control person left · inference
- Ranjan Vibhu Sharma (Elected Manager) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Lee Jamie Riesterer (Elected Manager) appeared on Schedule A of Thrivent Asset Management, LlcMar 31, 2022 · Control person joined · fact
- Karen Jenna Jenson (Secretary And Chief Legal Officer) appeared on Schedule A of Thrivent Asset Management, LlcDec 21, 2020 · Control person joined · fact
- David John Jackson (Assistant Secretary) appeared on Schedule A of Thrivent Asset Management, LlcDec 21, 2020 · Control person joined · fact
- Thrivent Asset Management, Llc reported 4 state-registered advisory representatives, down from 15 (2019-12-26 to 2020-03-30)Mar 30, 2020 · Advisor headcount change · derived
- Erin Jessica English (Assistant Secretary) appeared on Schedule A of Thrivent Asset Management, LlcDec 26, 2019 · Control person joined · fact
- Lee Randall Boushek (Elected Manager) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2019-08-22, absent 2019-12-26)Dec 26, 2019 · Control person left · inference
- Ranjan Vibhu Sharma (Elected Manager) appeared on Schedule A of Thrivent Asset Management, LlcDec 26, 2019 · Control person joined · fact
- Bernard Paul Zastrow (Elected Manager) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2019-08-22, absent 2019-12-26)Dec 26, 2019 · Control person left · inference
- Kay Sharon Minta (Anit-Money Laundering Officer) appeared on Schedule A of Thrivent Asset Management, LlcAug 22, 2019 · Control person joined · fact
- Lynn Monica Kleve (Elected Manager, Vice President And Chief Operating Officer) appeared on Schedule A of Thrivent Asset Management, LlcJul 2, 2019 · Control person joined · fact
- Marie Janice Guimond (Elected Manager, Vice President And Coo) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2019-03-29, absent 2019-07-02)Jul 2, 2019 · Control person left · inference
- Alma Christina Smith (Chief Legal Officer And Secretary) no longer on Schedule A of Thrivent Asset Management, Llc (listed 2019-03-29, absent 2019-07-02)Jul 2, 2019 · Control person left · inference
- Bernard Paul Zastrow (Elected Manager) appeared on Schedule A of Thrivent Asset Management, LlcJan 16, 2019 · Control person joined · fact
- Lynn Sarah Bergstrom (Assistant Treasurer) appeared on Schedule A of Thrivent Asset Management, LlcJan 2, 2019 · Control person joined · fact
- David Jeffrey Cloutier (Assistant Treasurer) appeared on Schedule A of Thrivent Asset Management, LlcJan 2, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/thrivent-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/THRIVENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fp.thriventfunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 800-847-4836reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026