DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aaron Phillip Hughes
Feed of 09/14/2026
Also filed as Aaron Phillip Hughes
At current firm
2 y
since Aug 7, 2024
In the industry
26 y
since Apr 24, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
22
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- On Investment Management Co BD affiliated currentsince Aug 7, 2024 · Lee'S Summitt, Mo
- Advice And Planning Services BD affiliatedNov 30, 2021 to Oct 30, 2023 · Overland Park, Ks
- Msi Financial Services, Inc. formerDec 16, 2015 to Jul 1, 2016 · Overland Park, Ks
- Curian Capital, LLC formerJan 13, 2012 to Sep 15, 2015 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Advice And Planning Services to On Investment Management Coleft Oct 30, 2023, registered Aug 7, 2024 (282 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to Advice And Planning Servicesleft Jul 1, 2016, registered Nov 30, 2021 (1978 days) · Other
- Curian Capital, LLC to Msi Financial Services, Inc.left Sep 15, 2015, registered Dec 16, 2015 (92 days) · Other
Signals
- Aaron Phillip Hughes left Advice And Planning Services for On Investment Management Co (registered 2024-08-07)Oct 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address