T••• T•••• L•

• L•• F•••••••• L•• BD affiliated current
  since Dec 5, 2016 · Conshohocken, Pa
• C••• F•••••••• S•••••••• L••• former
  May 22, 2013 to Nov 30, 2016 · Jenkintown, Pa
• P•• W••••• M••••••••• BD affiliated
  Feb 22, 2012 to Jun 11, 2013 · Glenside, Pa
• C••••••• S••••••••• I••• BD affiliated
  Oct 13, 2006 to Nov 18, 2011 · Willow Grove, Pa

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left Nov 30, 2016, registered Dec 5, 2016 (5 days) · Other · moved with a team
• P•• W••••• M••••••••• to C••• F•••••••• S•••••••• L•••
  left Jun 11, 2013, registered May 22, 2013 (-20 days) · Other
• C••••••• S••••••••• I••• to P•• W••••• M•••••••••
  left Nov 18, 2011, registered Feb 22, 2012 (96 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address