DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
Not a lift-out: both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Fee | Wayne, Pa | Nov 30, 2016 | Nov 30, 2016 |
| Russell Melville Hanscom | Fort Washington, Pa | Nov 30, 2016 | Nov 30, 2016 |
| Sean Brendan Arnold | Fort Washington, Pa | Nov 30, 2016 | Nov 30, 2016 |
| Tuan Thanh Le | Philadephia, Pa | Nov 30, 2016 | Dec 5, 2016 |
The rule
- Registrations ended
- Nov 30, 2016
- Registered next
- Nov 30, 2016 to Dec 5, 2016
- Branch state
- PA
- Cities
- 2, most in Fort Washington, Pa
- Registered there that day
- 360 (people still on IAPD; an estimate)
- Share of that headcount
- 0.8%
- One enterprise because
- both firms report Lpl Holdings, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape