C••••••••• A• P••••

• W•••• F•••• A••••••• wirehouse current
  since Nov 17, 2025 · Garden City, Ny
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 18, 2010 to Nov 21, 2025 · Purchase, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Sep 8, 2006 to Nov 15, 2010 · White Plains, Ny
• J••••• M••••••••• S•••• L•• BD affiliated
  Apr 5, 2006 to Sep 15, 2006 · Garden City, Ny

• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Nov 21, 2025, registered Nov 17, 2025 (-4 days) · Wirehouse to wirehouse
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
  left Nov 15, 2010, registered Oct 18, 2010 (-28 days) · Wirehouse to wirehouse
• J••••• M••••••••• S•••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 15, 2006, registered Sep 8, 2006 (-7 days) · Other

• ••• Locked
  Nov 21, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address