DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cathey Lynn Williamson
Feed of 09/14/2026
Also filed as Cathey Johnson Williamson
At current firm
8 y
since Oct 3, 2017
In the industry
26 y
since Sep 29, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Oct 3, 2017 · Creve Coeur, Mo
- First Heartland Consultants, Inc. BD affiliatedApr 19, 2011 to Oct 2, 2017 · Saint Louis, Mo
- Universal Financial Planning Consultants, Inc. formerApr 30, 2009 to Feb 10, 2010 · Florissant, Mo
- Edward Jones national BDNov 10, 1999 to Feb 11, 2005 · Florissant, Mo
Moves
a registration end followed by a registration begin elsewhere
- First Heartland Consultants, Inc. to Cambridge Investment Research Advisors, Inc.left Oct 2, 2017, registered Oct 3, 2017 (1 days) · Other
- Universal Financial Planning Consultants, Inc. to First Heartland Consultants, Inc.left Feb 10, 2010, registered Apr 19, 2011 (433 days) · Other
- Edward Jones to Universal Financial Planning Consultants, Inc.left Feb 11, 2005, registered Apr 30, 2009 (1539 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address