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Feed of 09/14/2026
Also filed as Tony T•••
At current firm
6 y
since Nov 12, 2019
In the industry
20 y
since Jun 28, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 12, 2019 · New York, Ny
- H••• S••••••••• •••• I••• BD affiliatedMar 25, 2015 to Oct 31, 2019 · New York, Ny
- M••••• S•••••• wirehouseNov 13, 2013 to Dec 31, 2014 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Nov 14, 2013 · Flushing, Ny
- C•••• I••••••••• S••••••• C•••• formerFeb 9, 2012 to Oct 1, 2012 · Flushing, Ny
- H••• S••••••••• •••• I••• BD affiliatedAug 18, 2008 to Feb 10, 2012 · Flushing, Ny
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to M••••• S••••••left Oct 31, 2019, registered Nov 12, 2019 (12 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to H••• S••••••••• •••• I•••left Dec 31, 2014, registered Mar 25, 2015 (84 days) · Other
- J••• M••••• S••••••••• L•• to M••••• S••••••left Nov 14, 2013, registered Nov 13, 2013 (-1 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- H••• S••••••••• •••• I••• to C•••• I••••••••• S••••••• C••••left Feb 10, 2012, registered Feb 9, 2012 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address