RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• V•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 15, 2026 · Little Rock, Ar
- W•••• F•••• A••••••• wirehouseAug 16, 2019 to Jul 8, 2026 · Little Rock, Ar
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Aug 16, 2019 · Little Rock, Ar
- P••••••••• E••••• G••••• L•• unclassifiedFeb 7, 2000 to Jul 1, 2003 · Little Rock, Ar
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 8, 2026, registered Jun 15, 2026 (-23 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 16, 2019, registered Aug 16, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- C••••••••• V••••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-06-15)Jul 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address