RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• J•••••• Z••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 3, 2014 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseMar 17, 2009 to Dec 5, 2014 · Atlanta, Ga
- C••••• S••••• S••••••••• •••• L•• formerDec 7, 2007 to Mar 5, 2009 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerAug 5, 2005 to Dec 11, 2007 · Atlanta, Ga
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 2, 2003 to Apr 4, 2005 · Atlanta, Ga
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Dec 5, 2014, registered Dec 3, 2014 (-2 days) · Wirehouse to wirehouse
- C••••• S••••• S••••••••• •••• L•• to W•••• F•••• A•••••••left Mar 5, 2009, registered Mar 17, 2009 (12 days) · Other
- S••••••• I••••••••• S•••••••• I••• to C••••• S••••• S••••••••• •••• L••left Dec 11, 2007, registered Dec 7, 2007 (-4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Apr 4, 2005, registered Aug 5, 2005 (123 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address